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Panel webinar with LexisNexis

Avoiding compliance pitfalls: Lessons from the ME Bank case study.

On demand webinar

With growing regulatory obligations, are you confident your compliance program can withstand scrutiny?

The recent ME Bank case study reveals how even well-established companies can end up in hot water due to compliance oversights. Despite no malicious intent, ME Bank faced criminal charges for misleading customers and failing to meet compliance standards.

Join our hosts Michael Nelson, Kieran Seed and Michael Howell as they analyse what went wrong and provide a blueprint to create a robust compliance framework, including:

  • Compliance monitoring: Continual review and adaptation to changing regulations is essential. We'll discuss best practices for ongoing compliance monitoring.
  • Risk management integration: Compliance obligations should be mapped to organisational risks. We'll demonstrate how to embed compliance into risk assessments.
  • Third-party oversight: Effectively managing third-party compliance is imperative. We'll outline steps to control and monitor vendor compliance.

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Presenters

Michael Nelson

Senior Product Specialist, LexisNexis Regulatory Compliance

Kieran Seed

Head of Content - Global, LexisNexis Regulatory Compliance

Michael Howell

Senior Manager, Research & Content, Protecht

Key information and topics covered:

The key takeaways from this webinar will be an understanding of the ME Bank case study and how to implement an action plan for evaluating and fortifying your compliance program. You’ll learn how to engage leadership, align compliance with business priorities, and help assure your company operates within the law.

Topics include:

  • A timeline view of the ME Bank case 
  • Investigating the cost of noncompliance
  • Critical steps in maintaining understanding of your compliance landscape
  • The link between compliance management and risk management
  • The importance of controls management and controls assurance to manage compliance
  • The relationship between third parties, compliance and controls assurance

Who will benefit

This webinar is ideal for:

  • Chief risk officers and risk managers
  • Chief compliance officers and compliance managers
  • Executives and board members responsible for governance, risk, and compliance
  • Professionals involved in ERM, internal audit, and organisational strategy
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About the presenters

Senior Product Specialist, LexisNexis Regulatory Compliance

A Senior Product Specialist for LexisNexis Regulatory Compliance, Michael works closely with our content team and channel partners to ensure that customers’ needs are identified and addressed quickly and effectively.
 
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Head of Content - Global, LexisNexis Regulatory Compliance

Kieran Seed is the Head of Content for Regulatory Compliance Global at LexisNexis, supervising and coordinating the development of complex compliance data sets locally and internationally. Kieran’s expertise lies at the nexus of compliance, law and content, to help organisations understand and monitor their compliance requirements in an accelerating and ever-changing regulatory landscape. Kieran’s team of subject matter experts manage a wide content set across the Pacific, UK and SEA, and also collaborate closely with content teams across the globe to bring the Regulatory Compliance solution to new markets and jurisdictions. 
 
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Senior Manager, Research & Content, Protecht

Michael Howell is Protecht's Research and Content Lead. He is passionate about the field of risk management and related disciplines, with a focus on helping organisations succeed using a ‘decisions eyes wide open’ approach.

Michael is a Certified Practicing Risk Manager whose curiosity drives his approach to challenge the status quo and look for innovative solutions.

 

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